Text
In 1897, in a momentous decision,
Sigmund Freud repudiated the seduction theory of neurosis (1) (Miller,
1981/1984) and embraced instead the drive theory (term used in Alice
Miller's general sense), which gave rise to psychoanalysis. Miller,
who felt it was incongruous to speak of "[sexual] seduction"
when dealing with a child, refers to the seduction theory using
the more appropriate, inclusive label of "trauma theory."
I have extended that term to emotional trauma theory.
The actual or perceived
failure of psychoanalysis gave rise to the tacit consensus that
psychotherapy at large had failed, thus by sheer default supporting
the rise of the "biological revolution" in psychiatry
(Kaplan & Sadock, 1991). The latter's impressive advances led
to the newly minted psychiatric mantra that neurotic patients so
often hear today, "You're suffering from a biochemical disorder
of your brain," or to the media-propagated notion, "It's
all in your genes." Almost simultaneously, psychiatric diagnosis
was overtaken by the -symptom-driven systematization of clinical
pictures as outlined in the Diagnostic and statisticalmanual of
mental disorders (DSM-IV-TR [4th edition, text revision]; American
Psychiatric Association [APA1, 2000). The self, the legitimate subject
of psychological psychiatric study and the presumptive sufferer
of such disorders, was effectively banished. Finally, spiraling
medical costs and American for-profit, "evidence-based"
medicine favored the swiftness with which biological treatments
could suppress certain neurotic symptomatology, as compared to the
long and laborious task of psychotherapy.
The countermove, in psychological
psychiatry, was to de-emphasize the search for new therapies and
initiate a trend towards the integration of standing practices (Beutler,
Consoli & Williams, 1995; Fisch, 2001; Lampropoulos, 2001; Wachtel,
1997). Though some schools of thought advocating different types
of theories based on emotional trauma had emerged in the 20th century
(Adler, 1927; Rank, 1929; Sullivan, 1953), only a few eventually
made the link between adult emotional pathology and parental-induced
emotional trauma during childhood: the so-called Palo Alto Group
(Bateson, 1972; Watzlawick, Beavin, & Jackson, 1967) which studied
pathological patterns of communication; those schools focusing on
failures of early attachment (Bowlby, 1969,1973,1980; Mahler, Pine
& Bergman, 1975; Spitz, 1965); as well as the work of Janov
(1970), Casriel (1972), and Miller (1979/1981). None of these views
however became prominent in the field of psychotherapy.
In the past, any theory
of neurosis centered on childhood emotional trauma was doomed to
fail because of an understandable, sociocultural reluctance to face
the unpalatable notion, already encountered by Freud, that neurotic
psychopathology essentially stems from deficient, improper, and/or
abusive parenting rather than predestined instinctual clashes or
biological derangements of brain physiology. That rejection was
largely based on ingrained, tacit cultural prejudices that may be
subsumed under the rubric of "parental infallibility"
whereby parents supposedly always love their children—or at
least "as best they can." This notion is hard for the
child to contest since, power-wise, the parent-child relationship
is perhaps the most asymmetrical ever known.
Emotional Trauma Theory
Emotional trauma theory
posits that humans often lack the necessary self-knowledge to raise
emotionally healthy offspring, thereby derailing the development
of the individual and our societies. Furthermore, it suggests "software
bugs" ("viruses") of the self are as transmissible
or inheritable as genetic defects in a family, inasmuch as parents
provide the genetic material to build the body as well as the information
to build up a self. Parental injury to the child's emotional self
is considered the core neurotogenic trauma, by no means excluding
that such dynamic interacts with many other factors since development
is a complex matter. Nevertheless, under usual conditions it is
the parents who mold the core developmental premise termed the lovability
principle (see later).
Thou Shall Not Be Aware
Few observers seem to have noticed the voices of the 1960s and 1970s
that tried to revive Freud's trauma theory. These authors included
Arthur Janov (1970) in Los Angeles, Daniel Casriel (1972) in New
York, and Alice Miller (2) (1979/1981) in Switzerland (for this
section subheading, I find it appropriate to borrow one of her book
titles,Miller, 1981/1984). Also contributing indirectly to the development
of emotional trauma theory was the work of the late Dr. Hassan Azima
at McGill University on anaclitic therapy (Azima, 1963; Azima, Vispo,
&McKenna, 1961; Azima &Warnes, 1963; Azima &Wittkover,1957).(3)
Only Miller, however, seemed to be aware of the lineage of her work.
Casriel, Janov, and to a
lesser extent Miller, belonged to what could be called the "feel
the feelings" school. After decades of talking therapy, psychotherapists
in the 1960s began to realize that patients harbored powerful feelings,
mostly of anger and hurt. The notion was so new and radical that
Janov (1970), for one, concluded that feeling the feelings (repressed
emotional pain in his view) was "the cure for neurosis"
Although that was not to be, it was still a considerable, positive
step. Feeling the feelings does open up the self's wounds; it does
not, however, heal them.
Daniel Casriel.
My serendipitous initiation
to trauma theory occurred as I worked with Dr. Daniel Casriel during
the late 1960s in New York City. Casriel challenged conventionality
by permitting his patients to express fully and naturally, without
suggestion of any kind, the painful feelings inflicted on the self
by a lack of love during its developmental years. Like Janov, but
not Miller, Casriel discerned a cause-effect chain of events between
the neurosis of the adult and the patient's childhood perception
and/or experience of not having been loved. Furthermore, Casriel,
in a rudimentary fashion, developed Azima's concept of gratification
(Azima & Warnes, 1963). Unfortunately, despite his writings,
of which A Scream Away From Happiness (Casriel, 1972) was the most
popular, as a pioneer in the field he did not leave a significant
imprint in the literature.
Arthur Janov.
After experimenting for nearly a decade with successive modifications
of Casriel's method at the University of Sherbrooke's Department
of Psychiatry (in Quebec, Canada), I took an extended sabbatical
leave in the late 1970s to study and undergo Primal Therapy (4)
at Arthur Janov's Primal Institute in Los Angeles. I believed that
Janov had overcome a major obstacle to putting Freud's trauma theory
into practice; namely, how to induce systematic regression of the
mind to the traumatic episode without suggestion or invasive methods.
The term regression is used, not as returning to earlier modes of
ego functioning, but as defined by Drs. Azima and Warnes, 1963,
p.62, "...the evoked events are more than 'as if’ or
'instead’ experiences, and ARE identical in their intensity
and lived quality with their genetic origins." And, indeed,
Janov had mastered the technique of natural regression using a modified
form of spontaneous and guided imagery. However, although Primal
Therapy was the most advanced approach I had encountered to that
point, it nonetheless presented several limitations and severe risks.
1. Excessive regression.
The patient, working in the recumbent position with dimmed lighting,
had no means of controlling the depth of regression, resulting in
premature overreaching. Too many damaged emotional files were opened
at once for the process to be therapeutic.
2. Erroneous regression
to pain.
The regression was towards
emotional pain, for Janov gave primary causal status to pain, rather
than to the anger associated with emotional aggression. Primal work
consisted mainly of sorrowful appeals by the "child" (via
the adult in regression) for love—and to a parent who had
already proved to be dysfunctional. That the course of regression
towards pain can be naturally spontaneous does not necessarily mean
it is therapeutic. Decades of experimenting with the clinical results
of pain versus anger have led me to conclude that anger, counterattacking
in self-defense, is the primary response to aggression. Yet because
the power imbalance in the parent-child relationship keeps the child
from fighting back, emotional pain does arise. That pain sterns
mostly from the derangement of the development of the self, but
also from having to repress the anger itself—a "toxic"
feeling.
3. Lack of supportive gratification.
Relying only on his regression
technique to constantly reexperience the pain of the emotional trauma,
Janov never realized that the repetitious, if hopeless, pleading
was a de facto retraumatizing of the self.
Detachment From the
Introject and the Late Separation Syndrome (LSS)
On my return from Los Angeles
in 1980 to the University of Sherbrooke, as part of my continuing
investigation of Freud's trauma theory I established what was, to
my knowledge, the first experimental clinic of anaclitic psychotherapy
(the precursor to emotional trauma psychotherapy), as part of the
Outpatient Department of Psychiatry. There, I conducted preliminary
clinical work with several collaborators, as well as solitudinal
research or self-experimentation. After about one year, I realized
that the most severe risk associated with Primal Therapy was a repeated
regression to the grieving of childhood emotional pain, which leads
to substantial detachment from, but not dislodgement of, the dysfunctional
parental introjects.(5) Dislodgement of the dysfunctional introjects
requires the deployment of the infantile anger provoked, but also
suppressed, when the emotional aggression took place. Indeed, as
explained later, anger is, in feeling (analogic) language, the equivalent
of the verbal (digital) negation "no." Thus the end product
of Primal Therapy, if carried to term, is a self unsupported by
attachment to the introjects, a destabilized self; it thus risks
the dreadful proposition of precipitating an anaclitic state in
an adult.
This excruciatingly painful
and dangerous state, described as the late anaclitic syndrome (LAS)
in ,Sousa-Poza, Eagle, Rohrberg & Steinberg (1986) but now termed
the" late separation syndrome" (LSS),(6) is characterized
by a semantic collapse whereby "nothing means anything anymore.”
The self is isolated in the mind,(7) [literaly floating, isolated
in the vastness of the mind] detached from others and from the world;
as the only extant event in the universe, it exists in a state of
continuous fright [a sort of ultimate panic attack]. It is the near
total lack of contact with the introject that precipitates the dangerous
LSS in the adult. The self panics to the point that any negative
outcome, from psychotic break to suicide, becomes a possibility.
Needless to say, the psychophysiological response is brutal, with
intriguing parallels to the dark night of the soul described by
the grand mystics (John of the Cross, n.d./1979). It is a harrowing
state, fraught with risk and of dubious therapeutic value for the
psychiatric patient. [In my own case while doing solitudinal research,
this state was nerardeled by a repetitive, "lucid" nightmare,
where I was an astronaut walking in space and tether to the mothership
would snap.] The above observation
led me to realize that the anaclitic reaction (Bowlby, 1969, 1973,
1980; Spitz & Wolf, 1946)—referred to henceforth as the
separation reaction, because it denotes how young children react
when separated from the mother figure—is the subjacent emotional
layer of neurosis. This conclusion paved the way to creating the
first framework for both a clinical (the separation reaction) and
theoretical (information and attachment theory) basis to the field
of emotional trauma theory. I postulated that whereas regression
towards anger is the "incision" that opens the wound and
excises the dysfunctional introject, systematic nurturing/restitution
is the necessary form of gratification to heal and close it (procedures
fully described in the method paper, 2005).
The Emotional
Trauma of Separation as the Core Pathogenesis of Neurotic States
Watzlawick
et al. (1967) defined disconfirmation as the negation of the existence
of one self by another. In reference to the separation reaction
disconfirmation actually triggers subclinical, mother-child separation
events without actual physical separation. Severing the bond is
not an "all or nothing" affair; cumulative disconfirmatory
messages can achieve the same effect by gradually severing sections
of the bond. Thus, treating neurosis via the systematic retrieval
and experiencing of past emotionally traumatic events, in the absence
of appropriate gratification, can lead to the well-known pathology
of the anaclitic reaction [seperation], which unfolds in the following
classic stages:
1. Protest
(anger in psychodynamic terms).
2. Depression (emotional pain in psychodynamic terms).
3. Despair (if no nurturing bond is provided to rebuild a healthy
[confirmatory] introject, there is always the risk of reaching,
at least partially, this stage and the following last, dangerous,
one).
4. Detachment (by this time the child is highly disturbed and may
not rebond even if the mother returns).
Given that
lack of proper gratification can propel a patient to the two last
stages, which in turn lead to the LSS, I immediately introduced
nurturing/restitution with the help of some of the senior female
nurses from the Department of Psychiatry. My therapeutic goal was
to forestall a patient's progress beyond the first stage of anger.
I permitted a limited expression of pain, but only during the patient's
nurturing/restitution sessions.
Outline of Previous Work
and Current Thinking
What is Disconfirmed;
The Lovability Principle and its Homologous, Parental Deification
Over thirty years [going
on forty right now]of clinical observations in hundreds of patients
have permitted my early colleagues and I to confirm and amplify
Casriel (1972) and Janovs (1970) notion that the emotional trauma
of love deprivation during the developmental years is indeed the
basic emotional metatrauma. This led to a more precise notion of
what it is in the self that is disconfirmed. Clinically, emotional
traumas of a seemingly different nature are all ultimately reducible
to a simple, subjective metapremise: "I was not loved."
We therefore inferred the existence of a metaphysical "hard
core" (Lakatos, 1970), or basic informational premise of the
primeval self, which we termed the lovability principle ( Sousa-Poza
et al. 1986). It is a probabilistic concept, characterized by an
exceedingly high level of certainty (100%) on the part of the child
that he or she will be mirrored back, unconditionally, as a "right"
(unblemished) self, by the parental figures. Indeed, the subjective
sense of being lovable rests upon such recognition. Not only is
the child's entitlement to love total, but there is also no record
in the psychiatric literature of a child (with an undamaged organism)
not needing and wanting to be loved. To
understand the powerful pathogenic role of love deprivation, it
must be taken into account that not only does the child assign the
same level of lovability that he or she possesses to the parents,
but also, as Carl Jung (1938/1960) and the theologian Hans Urs Von
Balthasar (1988/1991) observed, the child is in love with (devoid
of any libidinous, sexual connotation), and in awe of, the parents
as if they were God in person. In the process, however, the child
becomes an extraordinarily vulnerable target for what one patient
has expressively termed "karmic hijacking." An excerpt
from one of her sessions (speaking as the child she was) highlights
these psychodynamics: "I love you [her parents] as God, you
are supposed to love me back, that’s how it works! I'm SO
MAD, you broke the deal and I could not take my love back; I was
stuck loving you!"
The Self as an Information System and
the Psychopathological Consequences of the Entropy Law
There is perhaps no better
scientific conceptualization of the self than that of an information
system that is liable to error. Granted, to conceive of "me"
as an error is not as easy to grasp as recognizing that the corrupted
software of a computer is spewing out nonsense. Yet neurotics spew
out such "nonsense" mostly in their intimate relationships,
to the point of making them problematic if not unworkable, because
their perception of themselves and others is subject to erroneous
distortions.
Most important, such a conceptualization
implies that the self is subject to the second law of thermodynamics,
or the popular law of entropy (Rifkin, 1980). This law
rules much of the universe and, in information systems (Szilard,
1929), dictates the need for a supply of "redundancy"
(in the sense of "backup" or reinforcing information)
if the information system is not to reach untenable levels of entropy
(disorganization, dedifferentiation, etc., eventually leading to
dissolution of the self). In humans, such redundancy is provided
by parental confirmation of the child's lovability during development
and by the parental introjects and relationships with others during
adult life. The metapsychological antecedents of this conceptualization
lie in the concept of mirroring (Winnicott, 1971).
"Like the eye,
the self cannot see itself". Children need a source of
information confirming that they in fact exist; that their parents
recognize them. Confirmation is tantamount to the statement
"Yes, I see and recognize you as lovable" being subjectively
experienced as "I am (exist)." In effect, confirmation
is "redundant" because it adds nothing that is not already
in the primeval self. It is, however, the necessary catalyst that
kindles the self to develop. We need that confirmatory backup much
as computers use "failover" systems in case a CPU fails
or needs repair, or nature gave us two kidneys in case one fails.
Thus, this notion of redundancy does not carry the usual meaning
of useless repetitious information.
These parental backup messages,
reflecting how the parents see the child, ultimately crystallize
into the subsystem of information known as the introject.
The enormous power the introject wields upon the self rests
on the fact that the former constitutes the latter's structural
pillar. Counterintuitive as this may sound, the self cannot stand
on its own. As a building rests upon its foundations or a bridge
is held in place by its suspended cables, the informational structure
that is the self is sustained by the introjects. That is to say,
the lovability principle is a necessary, but insufficient, condition
to attain selfhood.
Much as only nutritious
food is assimilated into the body tissues, only parental lovability-confirming
information can be assimilated by the self. Thus a positive introject
is by definition introjected; that is, it is almost totally assimilated,
becoming part of the self proper. A negative introject, in contrast,
is rejected, much as the immune system rejects a foreign body. Parental
disconfirmation, then, evolves into an encapsulated, dysfunctional
information subsystem that attaches to the self's periphery, perpetuating
the wronging process via innumerable injunctions that remind individuals
that they are "not good enough," "don't deserve,"
''should try harder," and so on. Speaking as her maternal introject,
a patient of mine succinctly defined the basic paradigm of disconfirmation:
"To be yourself is not good enough for me."
By seeking confirmation
for itself (I’m better, that is 'more lovable,' than you"),
the negative introject sucks redundancy from the self, increasing
the latter's entropy. Clinically, it is an angry, parasitic information
system running parallel and attached to, the self—much as
a sea lamprey attaches itself to, and lives off, a bigger fish or
a computer virus attaches itself to key executable files. Yet even
if sick, the introject must be retained to provide structural support
for the self. Better to be the hostage of an angry, wronging introject
("wrong-self state") than to have no introject at all
(akin to a catastrophic "no-self state"), which leads
to the late separation syndrome. A substantial lack of positive
introject means a frayed self in a high degree of instability (high
entropy), thereby generating the first psychopathological consequence
of disconfirmation: a state of fear, anxiety, and tension.
A second psychopathological
consequence of disconfirmation stems from the state of the
self-introject relationship since it is a major determinant of the
default mood. If the relationship is on "good terms" (i.e.
loving), the basic mood is euthymic. If it is on "bad terms"
(i.e. aggressive), the default mood is mostly dysthymic. The relationship
thus affects not only the experience of the moment, but also, ultimately,
the individual's perception of the feeling tone of the world or
Weltanschauung. By definition, neurotics cannot maintain their mind
in the "love mode" (the only state of peace and contentment).
The sadness of the unloved child evolves into the "dysthymic
disorder" of the adult. Both exogenous and endogenous events
can exacerbate these conditions, but it is the biological changes
that reflect the precarious information state of the self, rather
than vice versa. Obviously, there is room to postulate that the
brain pathology that induces neurotransmitter and other neuropsychological
changes may also be mimicking the neuropsychological condition generated
by high self-entropy.
Primal Anger and the
Primary Fault or Fragmentation of the Self
Primal anger is a profound,
no-holds-barred type of anger, not unlike the anger harbored by
borderline personality disorders (Kernberg 1968, 1975; Linehan 1993).
Such extreme anger is provoked only when the child's self-development
is aborted by persistent parental disconfirmation [physical, sexual,
mental and other forms of abuse included]. In the epitome of self-sacrifice,
the child negates his or her own existence to uphold that of a false
parental self. The ensuing anger, recoverable during treatment,
is often of murderous proportions because the child's emotions function
according to the "eye for an eye" rule. Since in children
the mental self is not highly developed, they are unable to muffle
their anger with rationalizations. But dependency needs aside, the
anger must be automatically repressed to yield "right of being"
to the perceived parental godliness. To spare the parent then, the
child turns that anger against the self, becoming, consciously or
not, "no good." In effect, although children cannot counterattack,
they are outraged. At a deeper level, they know they have been egregiously
trespassed.
In consequence, a primary
fragmentation occurs, and the self splits into two fundamental or
"tectonic" files. One file, with a "no access"
(unconscious) label, knows the self has been trespassed and is enraged.
The second file, however, the conscious part, "does not know"
that the malaise the self suffers is rooted in anger. Thereafter,
any further disconfirmation only adds to that primary fault, resulting
in the third psychopathological consequence of disconfirmation:
fragmentation of the self. Anger levels, suppressed or not, keep
rising. And even when anger is to some degree consciously felt,
the link to its tabooed origins is mostly lost. Moreover, in adult
life, primal anger is usually displaced ("dumped") onto
targets of opportunity. Even when the disconfirmation has been carried
out by brutal, naked, physical or sexual abuse, and the child, as
an adult, is aware that she or he is angry with the parent, the
full extent of the outrage is seldom, if ever, fully experienced.
Thus the verboten parricide is transmuted later into homicide, suicide,
or, under nefarious historical circumstances, genocide. [It's chilling
for mankind to realise that a man as utterly deranged like Adolph
Hitler could have climbed to absolute supreme command that was at
the time the jewel of the western civilisation.]
Becoming "A Nobody." The
Introjects Angry Injunctions as Silent Hallucinations of LowSelf-Worth
A fourth psychopathological
consequence of disconfirmation is low self-worth. As an extension
of the parental self, the dysfunctional introject perpetuates the
disconfirmatory process via negative injunctions. The basic objective
of defensive exclusion, as explained later, is to prevent the self
from gaining awareness of this existential ruse and, in particular,
from daring to target primal anger against the parental introject.
Having learned as children to repress the anger and to yield right
of being to the parents' existence over their own, wounded adults
may continue in this vein by yielding such a right to others. Or,
in numerous compensatory maneuvers to become "somebody"
they may attempt [As Hitler and "great leaders" did in
modern history] to gain the lost terrain by trampling over other
selves. Yet they never feel genuinely entitled, no matter the magnitude
of their worldly achievements, because the silent introject's voices
constantly remind them of how bad and worthless they are.
How's the water fish?
The introject's disconfirmatory
voices have not been considered severe psychopathology for two reasons.
First, the situation is pandemic. Most people suffer from their
effects, hence the predicament has become "normal." Second,
the "voices" unlike auditory hallucinations are not audibly
vocalized—although it is not unusual for the self to run strings
of such abusive thoughts. They are silent hallucinations,
and most people are unaware of their presence. Yet although no sound
is heard, the emotional consequences of the injunctions are constantly
felt as negatively biasing certain fundamental aspects of intrapersonal
perception, thought, and behavior. Heard aloud or not, it is hardly
a sane state of affairs for the self to confuse "them"
(introjects) with "me" (self proper). [Yet must of us
do.]
Cultures
as Prescriptions for Being and the Loss of "The Right to Be
Right"
Neurosis implies a loss
of the innate, elemental right to be a right self. Without thedisconfirmation
that deprives the child of the right to be a right self in relation
to the self of the parental figures, there would be no neurosis.
In effect, the child would be incapable of doubting her or his innate
sense of lovability. The near sacredness to which parenting, and
family life in general, has been indiscriminately elevated in most
cultures since ancestral times guarantees that the deck is stacked
against the child. Succinctly stated, the basic cultural neurotogenic
premise grants right of being to the parent by affirming, "the
self of the parent is always righter than that of the child."[
fifth patological consequence{
Cultures preclude awareness
of the human wound because, aside from dictating customs and mores,
they also contain "prescriptions for being"(8) (the
cultural self), that "rub salt on the wound" by siding
with the introject's dictates rather than with the wounded self
of the child. They do so by feedback and feedforward mechanisms,
whereby the (mostly male) self imprints the culture which, in turn,
imprints the self. That is why the introject tends to contain the
same dysfunctional premises as those of the culture from which it
stems, and vice versa.
Confirmation and
Disconfirmation. Information about the Message (Content) versus
Information about the Messenger (Command)
Communication theorists
(Watzlawick et al., 1967) have accorded great clinical relevance
to the confirmatory-disconfirmatory value of a message. They discern
two parts to a message; the content and the command. At the command
(self-data) level, the message is always personal and never neutral.
It carries an emotional, usually nonverbal (tone of voice, setting,
gesture, etc.) valence that, I propose, confirms or disconfirms
the lovability principle. The fact that a message is communicated
mostly nonverbally accounts for the surreptitious psychopathology
of disconfirmation. That is, what we don't say leaves no trace and
has little legalistic value. The command can, of course, also be
directly verbalized. [Be it as it may all leads to the tacit acceptance
of the psychopathology of everyn day life "bening" when
in fact history shows, it has been castrotephic for humanity.]
The content usually expressed
verbally, refers simply to what the information is about, without
further interpretations. For instance, if a friend tells you "I
own a Porsche," at the content level it means just that; he
owns such a car (neutral, impersonal information). At the command
level, however, the statement could have one-upmanship connotations
in a competitive relationship ("I'm ahead of you on the social
scale"). In effect, the command belongs to a more abstract
order called metainformation; that is, information about information.
Neurosis as an Informational
Injury
Updating the nature of the
mother-child bond that was originally outlined in Sousa-Poza et
al. (1986), I can state that what circulates through that bond is
information. I therefore conclude that neurosis radically deviates
from all preexisting molds of disease by being an informational
injury. Hence, neurosis resembles more of a "software"
(informational), rather than a "hardware" (biological),
malfunction. However, persistent
software malfunction can induce hardware damage. Take the instance
of a computer software system beginning to overwrite core system
libraries or memory areas, thereby causing the system to "crash,"
often with irreparable hardware damage.
It is highly plausible that
beyond a certain threshold of psychodynamic damage, and consequent
emotional suffering, the particular psychobiological makeup of the
individual, genetics included, is what dictates the type of symptomatological
clusters described in the DSM-IV-TR (APA, 2000). It is also possible
that individual differences in sensitivity to disconfirmation are
biologically determined. But the fact that appropriate medication
can alleviate such symptoms does not mean that the causative state
of this misinformation of the self has been corrected. In other
words, lack of symptomatology does not mean sanity, vitality, wisdom,
happiness, or emotional health.(9)
The Psychopathology of Self-Doubting:
The Neurotic Riddle or Informational Impasse
Disconfirmation is a necessary,
but insufficient, condition for inducing neurosis. The second element
is the immutability of the lovability principle. This latter
seems to be so critical to survival that it is very deeply "hardwired"
- to the point of being seldom overridden, albeit often doubted.
This doubting, however, is pathogenic enough that patients will
require external therapeutic input if they are to recover the notion
that they are as lovable as ever. This is not an easy task. Persistent
disconfirmation shatters Ericksons sense of "basic trust"
(1959). And the damaged, unworthy self learns to discount its own
lovability—never mind that it can never completely accept
that state of affairs. Much of interpersonal human behavior is geared
to seeking confirmation of one's lovability while a lot of dysfunctional
behavior is about squelching the thirst for confirmation, often
with culturally sanctioned substitutes (drinking, smoking, overeating,
shopping, overworking). The goal is always to get rid of the distressful
instability induced by lack of full selfhood.
Unlike adult patients who,
when guided and supported by a therapist, can face the conclusion:
"I don't feel well, not because I'm bad, but because my parents
did not love me," children, whose emotional and physical survival
are at stake, cannot. In fact, children transmute that reality into
the basic alogical premise that wrongs the self; they auto-declare
their self de facto unworthy: "If they treat me badly, it must
be because I'm not lovable; there must be something wrong with me."
This erroneous conclusion arises because children cannot conceive
of being hurt by, and being angry at, the deified parental figure.
But nor can they ignore the insult. And it is here that the doubting
arises. A child's cognitive capacities cannot resolve the riddle
posited by the hardwired cognition "I'm lovable" and the
messages from the deified parental figures that contradict it: "No,
you are not!" And even if later as an adult the problem is
figured out at the mental level, this does not change how
he or she feels. This unsolvable discrepancy constitutes a Russellian
paradox (Russell, 1961), whereby the only way to "win"
is to step out of the game. Yet that entails either ignoring the
parental message—impossible for the child—or, in the
case of the adult, getting rid of the dysfunctional introject—again
impossible even for the most intellectually gifted of individuals
to accomplish without therapeutic help.
Inheriting the Human Wound: The Sacrilegious Taboo and Transmission
of the Virus
The "disconfirmatory
virus" is transmitted when wounded adults, who have not achieved
full selfhood because of lack of parental confirmation, become parents
themselves. Their overriding psychic need to surmount the love deprivation
state that prevents self-completion leads them to reverse the flow
of redundancy. Hence, they seek unconditional confirmation of their
own defiled lovability from the best and most readily available
source: their children. Even if, at the core, children
are aware of the travesty, parental deification makes them the ideal
propitiatory victims. Indeed, such deification gives rise to the
sacrilegious taboo that prevents that awareness from prevailing.
This taboo is so powerful that it silences primal anger by labeling
it "blasphemous." In the end, such children never achieve
full selfhood; as adults, they will likely end up seeking the confirmation
they missed from their parents from their own children. It is a
never-ending, vicious cycle.
[Over the centuries, this
"benign" psychopathology of everyday life has become a
tacit monstrosity that will eventualy derail the human mind to the
brink of destruction, if it has not already done so .]
The Architecture of the Self and the
Coding of Self-Knowledge
In the past models of both
the brain and the mind were often based on linear processing devices
such as computers. Recent belief is that the brain in fact generates
the mind (which in turn generates the self), and that the whole
system operates more like the Internet – constantly reprocessing
information that is stored in a very distributed fashion. Current
trends in cognitive neuroscience are to thus base models of the
mind on the brain, such as parallel distributing processes, modal
models, and connectionist models.
However, since nowadays
elemental computer concepts are familiar to the majority of readers,
it is conceptually and heuristically useful to use computer analogies
as clay models ("as if" constructs) to illustrate the
flow and storage of the information making up the self. Although
our initial data seems to support such conceptualization of this
particular function of the self, the terms "folders/ files"
or "software/hardware" are not used here to represent
physically locatable constructs (memories—both recall and
encoding—exist as potentials or processes) but are used solely
in metaphorical terms.
Following thus the computer
constructs, the information making up the self is stored in three
"folders" depending on how such information is coded.
And that, perhaps guided by evolutionary processes, happens to correspond
to the evolution of three coding modalities: the iconic, the analogical,
and the more popularized digital coding of the computer era. According
to coding modality, these folders of the self (from the most archaic
to the phylogenetically more advanced) are the somatoself, the emotional
self, and the mental self.
Thinking versus being:
The emotional self, the male-mind bias,and it's psychiatric
and socio-cultural consequences .
The term somatoself coined in Sousa-Poza et al. (1986), denotes
that folder of the self that contains iconically coded information;
The body is the iconic representation of the self, the "me"
I see when I look at myself in a mirror. My name "Joaquin"
is my personal digital label, which is, to a large extent, arbitrary.
In the spectrum of similarity, a portrait of myself bearing more
or less a resemblance to me would be my analogical representation.
the emotional self, the male-mind bias, and its psychiatric and
socio-cultural consequences. The emotional self the only folder
not explicitly described in Sousa-Poza et al. (1986), is at the
forefront of neurotic suffering and psychodynamics, if only because
neurotics are to a large extent emotional orphans. It is in this
folder that primal anger has been stored with a "no access"
label. The information carried by emotions is expressed and encoded
in the typical more or less continuum (feelings are not a yes-no
proposition; they arise, peak, and slowly abate) of the analogical
code, as opposed to the all-or-nothing, 1-0 representation that
characterizes digital encoding.
The sixth major psychopathological
consequence of disconfirmation is that it stunts the development
of the emotional self which, because of a lack of backup redundancy,
never achieves autonomy. Children, not having differentiated from
the parental selves (represented later in life by the introjects),
remain in a symbiotic state with them. Predominant male-mind cultural
values, however, preclude awareness of that problem. It is possible
to obtain a university degree while being emotionally stunted. [And
that, as the Spanish physician and humanist Gregorio Maranon, said
: "The danger of our times is that the barbarians (aliens to
self-knowledge) master the techniques.]
What I call the male-mind
bias arises from a peculiar distortion of the self, based on
the fact that a great part of a young boy's emotional self must
be silenced to fit into the mostly narcissistic notion of "being
a man". Women, historically perceived by men as de facto lesser
selves, can retain more of their emotional expression, although
they have long been penalized in matters of power, status, and social
rank. Preferentially silenced in men, therefore, are the constructive
(anabolic or "feminine") aspects of selfhood, such as
compassion, tenderness, [nurturing],and other soft and "unmanly"
feelings. Favored are the hyper-developing, destructive (catabolic),
"manly" attributes, such as competitive aggression and
dominance to acquire power over others. Indeed, men soon learn that
crying is viewed as "breaking down," whereas "taking
it on the chin" or "biting the bullet" with "a
stiff upper lip" becomes, incongruously, highly commendable.
[In one word narcissism.]
This crippling practice,
as nefarious as the old Asian custom of foot binding women, creates
a severe emotional handicap in the male self. In effect, it generates
a contrived, contra natura false self that is corrupted by the fact
that many of its emotional subfolders read, "no access permitted"
These deforming male-mind emotional values, which have had a negative
effect in psychiatry and psychotherapy, are, I believe, at the root
of Freud's abstinence principle of nongratification in psychoanalysis,
as well as the current penchant to attribute biological roots to
all psychiatric disorders.
The status of the emotional
self is downgraded. Male-mind thinking exalts mental abilities (which
bring power but not necessarily peace of mind) to the point that,
socioculturally, the mental self has become synonymous with the
self. It is understandable, therefore, that male-mind psychiatry
was destined to feel more comfortable with impersonal techno/scientific
solutions (to know how "to do," as in prescribing medication)
than with self-knowledge (to know how "to be," as in practicing
psychotherapy). In consequence, the current psychiatric fashion
is to ignore the biographically rooted psychodynamics of the patient
(informationalevents), focusing instead almost exclusively on neurophysiological
factors. Eventually, however, for both scientific and clinical reasons,
biological and psychological psychiatry must converge so that psychiatrists
can understand how informational and neuropsychological events interact.
Besides, it may prove highly dangerous to tamper with the hardware,
particularly when, as James Watson noted: "How the mind works...
is still a mystery. We understand the hardware, but we don't have
a clue about the operating system" (Watson & Lemonick,
February 17 2003, p. 52). [Emphasis Mine].
The mental self and the false self. The mental
self (Sousa-poza et al., 1986) is basically digitally coded and
expressed in thoughts, words, and ideas. Yet the digital code is
detached in similarity [ and from ordinary reality] from whatever
it represents. For example, as Bateson and Jackson (1964) have noted,
names of objects have little in common with the objects themselves;
the word "dog" for instance does not bark nor fetch sticks.
In effect, digital information, although extremely efficient in
intellectual and/or material problem solving and in understanding
the outer world, is, in matters of the self, the most removed from
reality. To build upon the concepts of Bateson (1972), we can say
that the mental self stands to the self as the map stands to the
territory. [This , I believe, is why reason and computers alone
will never figure out the stock market. Investing has a too strong
emotional component.]
To understand the contribution
of the mental self to the psychodynamics of neurosis, three fundamental
considerations must be kept in mind:
1. While the emotional self functions strictly by the lex talion
(Judaic law of an eye for an eye) the mental self is above all a
"reasonable" entity because it usually functions via inductive
or deductive logic.
2. Whereas the emotional self is transcultural, the mental self
is not; rather than being hardwired, the mental self is formed by
the particular culture in which the child is raised.
3. The mental self is also the selfsubfolder that can be, and often
is, consciously manipulated to the point that references to a false
self, a well-known concept in the literature (Kohut, 1971; Masterson
& Klein, 1989; Winnicott, 1989), usually mean a falsified mental
self.
The unquestionable supremacy
of the mental self was summed up in the famous Cartesian dictum:
Cogito ergo sum (I think, therefore I exist; Descartes, 1637/1985).
In pure male-mind mode, thinking is confused with being. In fact,
however, the former is just one of thefunctions of the latter, whereas
being requires the full participation of all components of the operational
system: mental, emotional, and somatic.
In my opinion, this view
of the mental self has been a formidable obstacle to understanding
the self and the sciences of the mind in general. A better dictum
would be: "I am loved therefore I exist." As it is, the
role of the mental self in the treatment of neurosis, necessary
as it is, has been substantially overestimated. Unfortunately, too,
the dysfunctional introject yields not to reason but to the brute
force of anger (as outlined in the method section, Sousa-Poza 2005).
All neuroses unavoidably
result in a form of aggression. Simply put, the individual is forced
to exact confirmation of a false self from others. If the mirror
(introject) is crooked, the reflection (the self) cannot be straight.
To spare the parent, children turn their "badness" against
themselves, concocting a falsehood so as to uphold the assumed parental
goodness: "After all, they did love me the best way they could."
But whereas true love is unconditional, what usually passes for
love is highly conditional on fulfilling neurotic parental needs.
Ending up saddled with a false self is the sixth psychopathological
consequence of disconfirmation.
The Mind's Firewall:
Defensive Exclusion. Protection from Emotional Trauma by Fragmentation
of the Self
Like water and oil, differently
coded information does not mix freely but has to be translated or
converted from one code modality into another, much as a converter
permits Microsoft Word to work with documents originally written
with WordPerfect. A crucial characteristic of neurotic states is
that they interfere with the intercode free flow of information
(analogical-digital-iconic translations) and, insofar as all files
pertaining to a particular message cannot be integrated, its contents
cannot reach correct meaning within the screen of consciousness.
For a message to be thoroughly processed
and to generate adequate meaning, the experiential triad—so
named by Ahsen (1968) and composed of elements similar to the three
coding modalities defined here—has to remain intact. Such
is not the case when the message severely affronts the lovability
principle. At that point, the defense mechanism known as defensive
exclusion is deployed to intercept and neutralize the message
by preventing full processing into its conscious meaning. Defensive
exclusion fragments the self.
The information payload
is scrambled into "packages" according to their coding
modality. For instance, anger is stored in the emotional self with
a "no access" label attached and, if the destructive potential
is high enough, another file is stored in the somatoself. This latter
induces psychosomatic symptoms, as is often the case with the pelvic
area pain experienced by sexually abused women. Unable to access
the information, the mental self arrives at an erroneous meaning
about the event. Thus the child is spared the full impact of the
trauma, although at the cost of fragmenting the awareness or informational
integrity of the self, as well as falsifying ("corrupting")
the indexing of self-knowledge by misclassifying the disconfirmatory
message. To quote another book title from Alice Miller (1980/1983),
the child logs the insult in the "for your own good" index.
Contamination of the Present by Automatic Downloading
Given that biographical
information stashed away in the emotional self is analogically coded,
its files are indexed by "look-alike" similarities; that
is, similar files of biographical events are indexed closer to each
other than to dissimilar ones. In clinical practice, whenever individuals
encounter a situation in life analogous to the infantile one, the
contents of the historical "no access" files are triggered,
provoking an automatic, involuntary download into the experience
of the moment; thus the mind is tricked into believing that the
anger-triggering aggression stems, not from the introject, but from
the "outside," from the person(s) being related to. This
contamination, the seventh psychopathological consequence of disconfirmation,
leads to misinterpreting the intentions of others which, in turn,
severely interferes with relationships of any type. This also lies
at the root of the iatrogenic "transference” phenomena
provoked by the psychoanalytic treatment setting itselfBecause
of corrupted indexing, neurotics tend to misread the command. It
is pathognomonic of neurosis, in fact, to confuse the target (parental
figure) with the trigger (hapless human being in the present), and
to expect different results from consistently repetitive behavior.
Indeed, we remain, as Alice Miller so accurately termed the phenomenon,
"prisoners of childhood" (1979/1981).
Footnotes:
1 The term neurosis is no longer in use in the Diagnostic and statistical
manual of mental disorders (DSM-IV-TR [4th edition, text revision];
American Psychiatric Association [APA], 2000). Psychopathology formerly
known as neurosis has been grouped under different "disorders."
In this paper, however, the classic generic term shall be retained.
2 Miller never developed a method of her own, for a while advocating
that of J. Konrad Stettbacherr (1990/1991)
3 The contributions of Dr. Azima are discussed in the previous paper
(Eagle, Rohrberg & Steinberg, 1986).
4 Arthur Janov registered Ihe term "Primal Therapy" as
a service trademark.
5 The introjects are the characteristics and values of the parental
figures that are incorporated unconsciously into the child's psyche,
perpetuating parental dictates in the adult self. Although technically
there is a paternal and a maternal introject which, as outlined
in the method paper (Sousa-Poza, 2005), serve different functions,
they can be referred to in the singular only.
6 I owe the coining of this term to Dr. Jacques Bradwejn.
7 In the previous paper (Sousa-Poza et al.1986) we had erroneously
stated that the self is the seat of all experience. That is, in
fact, the function of the mind.
8. I owe the elaboration of this notion in part to conversations
with the eminent American anthropologist Edward T. Hall.
9 There is incipient evidence that early emotional trauma carries
with it negative neuropsychological changes (Bremner, 1999).
Joaquin F Sousa-Poza, M.D.,
D.(M.)Sc. F.R.C.P. (C)
Ex-Professeur Agrégé de Psychiatrie Université
de Sherbrooke, Sherbrooke, Québec, Canada. Currently working
in Victoria, British Columbia, Canada.
Reprints of the original background paper "Anaclitic Etiology
and Treatment of Neurosis: An In formation-Attachment Model"
(Sousa-Poza, Eagle, Rohrberg & Steinberg, 1986) are available
directly from me at the address listed below. The early groundwork
for this research was supported by Grant MA-5661 from the Medical
Research Council of Canada (currently the Canadian Institutes of
Health Research).
I thank the following persons for their contributions;
Daphne H. Fontaine, Suzanne Frenette, Jose Luis Gonzalez De Rivera,
Ali Hemani, Lisette D. Jolicoeur, and Kenneth Lilley.
Joaquin F. Sousa-Poza, M.D., D.(M.)Sc, F.R.C.P.(C)
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